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Net capital rule
Results: 731

#	Item
531	Opinion; Release No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-15 10:13:23 Net capital rule United States housing bubble Financial markets Philadelphia Stock Exchange United States securities law Broker-dealer Haircut U.S. Securities and Exchange Commission Securities Exchange Act Finance Financial economics Financial system
532	Microsoft Word - MB Tech Trading Suspension Release[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-30 09:06:09 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
533	Suspension of Trading: M[removed]PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-20 08:58:19 Financial regulation Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
534	Microsoft Word[removed]CORRECTED.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-07 11:16:29 Finance 73rd United States Congress Securities Exchange Act Financial economics U.S. Securities and Exchange Commission Securities and Exchange Commission Municipal Securities Rulemaking Board Net capital rule United States Securities and Exchange Commission United States securities law Financial regulation
535	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 22, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-21 20:01:34 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
536	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 19:15:09 Finance Financial regulation 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial economics
537	SEC 2003 Annual Report, Regulation of the Securities Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-14 15:17:03 Financial regulation United States securities law Financial services Financial markets Net capital rule Financial Industry Regulatory Authority Securities research Securities Exchange Act Broker-dealer Financial economics Financial system Finance
538	Suspension of Trading: M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-13 17:39:00 Finance Financial system 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Broker-dealer United States securities law Financial economics United States Securities and Exchange Commission
539	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-10 08:14:55 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
540	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 63127A / October 19, 2010 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-19 17:48:42 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation

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